This page is a draft. It has not been settled with counsel and it is not final. Items shown in brackets are outstanding.

Regulatory information

The Chukwudaalu and Company LTD, which operates as Chukwudaalu & Co., is incorporated in Nigeria and is registered with the Special Control Unit against Money Laundering and as a data controller under the Nigeria Data Protection Act 2023. This page states the firm's registrations and the business it does not conduct.

Incorporation

The firm's registered name is The Chukwudaalu and Company LTD. It operates and is branded as Chukwudaalu & Co. It is incorporated in Nigeria under RC 8972053 and its registered office is at [registered office address].

Anti-money-laundering registration

The firm is registered with the Special Control Unit against Money Laundering under registration [SCUML number]. We identify our client and the counterparties to a transaction before a mandate is accepted, we establish the source of the funds applied to a transaction, and we make the reports required of us under the [anti-money-laundering statute and reporting obligations, to be confirmed by counsel].

We decline any mandate where the source of a counterparty's funds cannot be established to our satisfaction, and any mandate that would place the firm or its client outside the applicable regulatory perimeter. The criteria are set out at The mandates we decline.

The risk and compliance committee is responsible for the regulatory perimeter, anti-money-laundering procedure, data protection and the firm's conflicts register. It has the authority to halt a live transaction and does not require the agreement of the deal team to do so. The committee structure is set out at Governance.

Data protection

The firm is registered as a data controller with the Nigeria Data Protection Commission under the Nigeria Data Protection Act 2023, registration [NDPC registration number]. What we hold, on what basis, and for how long, is set out in our privacy notice. This website sets no tracking cookie, runs no analytics and makes no request to any third party.

Securities and Exchange Commission

The firm's registration status with the Securities and Exchange Commission is [Securities and Exchange Commission registration status, once determined]. It is outstanding. We make no claim as to that status, and this page will state it once it is determined.

What this firm does not do

We hold no principal capital and take no equity in the businesses we advise. We operate no lending, trading, research or investment business. We do not act for a buyer on any asset we are mandated to sell. We accept no compensation, in any form, from any party other than our client. The full set of undertakings, against which our engagement letters may be tested, is at Independence and conflicts.